NYSE: SMBK

SMARTFINANCIAL INC.

CIK 0001038773 · SIC 6021 · National Commercial Banks

Large by assets Assets $6.1B as of Aug 22, 2026

For information relating to compensation plans under which our equity securities are authorized for issuance, see Part III Items 11 and 12. About this business →

Every 8-K is open in full. Other 10-Ks and 10-Qs show a 3-bullet preview. A free account reads 3 more full reports a month. Generating a report requires a verified account.

Sign up free

Want to see a complete report first? Today's free report (HPQ 10-Q) is open in full — no account needed.

10-Q Filed Aug 10, 2026 · Period ending Jun 30, 2026

SMBK Q2 net income up 39% to $16.3M as margin expands 23bp; loan growth accelerates

5 material changes detected. Sign up free to read the summary.

8-K Filed Jul 20, 2026 · Period ending Jul 20, 2026

SmartFinancial reports Q2 2026 EPS of $0.96, 15% annualized loan growth, margin expands to 3.52%

5 material changes detected. Sign up free to read the summary.

Partner

Trade SMBK commission-free

Open an account, get a free stock.

Sign up

Investing involves risk. Free stock terms apply.

8-K Filed May 22, 2026 · Period ending May 21, 2026

SmartFinancial shareholders re-elect all 10 directors, approve executive pay at annual meeting

4 material changes detected. Sign up free to read the summary.

10-Q Filed May 11, 2026 · Period ending Mar 31, 2026

net income $13.7M. SmartFinancial Q1 profit jumps 21% on wider margins, but credit costs surge fourfold

5 material changes detected. Sign up free to read the summary.

8-K Filed Apr 30, 2026 · Period ending Apr 30, 2026

SmartFinancial declares $0.09 quarterly dividend, payable June 1 to May 15 holders

2 material changes detected. Sign up free to read the summary.

8-K Filed Apr 20, 2026 · Period ending Apr 20, 2026

SmartFinancial reports Q1 2026 earnings results

2 material changes detected. Sign up free to read the summary.

8-K Filed Mar 31, 2026 · Period ending Mar 31, 2026

SmartFinancial promotes Cynthia Cain to Chief Operating Officer of SmartBank

3 material changes detected. Sign up free to read the summary.

10-K Filed Mar 16, 2026 · Period ending Dec 31, 2025 Red flag

net income $50.3M. SmartFinancial raises in sub-debt, shifts to asset-sensitive as stock surges 39.3%

5 material changes detected. Sign up free to read the summary.

10-Q Filed Nov 7, 2025 · Period ending Sep 30, 2025

Summary not yet generated.

10-Q Filed Aug 11, 2025 · Period ending Jun 30, 2025

Summary not yet generated.

10-Q Filed May 12, 2025 · Period ending Mar 31, 2025

Summary not yet generated.

10-K Filed Mar 17, 2025 · Period ending Dec 31, 2024

Summary not yet generated.

Latest financial statements

From 10-Q filed Aug 10, 2026 (period ending Jun 30, 2026). As printed on the EDGAR/iXBRL face — not generated by the model.

As filed

Consolidated Statements of Income (Unaudited)

(Dollars in thousands, except share and per share data)

Description Three months ended June 30, 2026 Three months ended June 30, 2025 Six months ended June 30, 2026 Six months ended June 30, 2025
Interest income:
Loans and leases, including fees 69,546 61,049 135,185 118,811
Securities:
Taxable 5,722 4,848 11,213 9,623
Tax-exempt 565 395 1,121 749
Federal funds sold and other earning assets 2,209 3,161 4,793 6,647
Total interest income 78,042 69,453 152,312 135,830
Interest expense:
Deposits 27,723 28,301 54,252 55,636
Borrowings 371 70 371 140
Subordinated debt 1,884 739 3,748 1,472
Total interest expense 29,978 29,110 58,371 57,248
Net interest income 48,064 40,343 93,941 78,582
Provision for credit losses 1,463 2,411 5,602 3,391
Net interest income after provision for credit losses 46,601 37,932 88,339 75,191
Noninterest income:
Service charges on deposit accounts 1,881 1,766 3,734 3,502
Gain (loss) on sale of securities, net 54 (4) 55 (4)
Mortgage banking 916 633 1,676 1,126
Investment services 1,724 1,440 3,520 3,209
Insurance commissions 1,554 2,967
Interchange and debit card transaction fees, net 1,676 1,342 3,094 2,562
Other 1,635 2,167 3,748 4,133
Total noninterest income 7,886 8,898 15,827 17,495
Noninterest expense:
Salaries and employee benefits 21,015 19,602 41,429 38,836
Occupancy and equipment 3,351 3,432 6,696 6,829
FDIC insurance 920 992 1,670 1,952
Other real estate and loan related expense 806 757 1,597 1,415
Advertising and marketing 408 390 795 772
Data processing and technology 2,683 2,651 5,119 5,309
Professional services 1,366 1,153 2,559 2,521
Amortization of intangibles 454 566 911 1,135
Other 2,952 3,026 6,095 6,097
Total noninterest expense 33,955 32,569 66,871 64,866
Income before income tax expense 20,532 14,261 37,295 27,820
Income tax expense 4,210 2,556 7,293 4,861
Net income 16,322 11,705 30,002 22,959
Earnings per common share:
Basic 0.97 0.70 1.78 1.37
Diluted 0.96 0.69 1.77 1.36
Weighted average common shares outstanding:
Basic 16,824,053 16,778,988 16,822,777 16,773,293
Diluted 16,961,750 16,878,736 16,958,496 16,875,608

Consolidated Balance Sheets (Unaudited)

Description Jun 30, 2026 Dec 31, 2025
Assets:
Cash and equivalents 379.4 464.4
Available-for-sale securities 560.1 539.9
Held-to-maturity securities 119.8 122.1
Federal funds sold 5.7 12.8
Loans, net 4,638 4,323
Bank-owned life insurance 121.4 119.5
Premises and equipment, net 93.3 88.4
Goodwill 90.4 90.4
Identifiable intangible assets, net 4.0 5.0
Other assets 103.5 95.6
TOTAL ASSETS 6,115 5,861
Liabilities:
Deposits 5,386 5,153
Short-term borrowings
Securities sold under repurchase agreements 0.6 3.0
Long-term debt 98.8 98.7
Other liabilities 53.4 53.9
Total liabilities 5,538 5,308
Shareholders' equity:
Common stock 17.1 17.0
Capital in excess of stated value 296.8 295.9
Accumulated other comprehensive income (loss) (12.9) (9.3)
Retained earnings (deficit) 275.8 248.7
Total shareholders' equity 576.8 552.4
Noncontrolling interest 0.1 0.1
TOTAL LIABILITIES AND SHAREHOLDERS' EQUITY 6,115 5,861

Consolidated Statements of Cash Flows (Unaudited)

(Dollars in thousands)

Description Six months ended June 30, 2026 Six months ended June 30, 2025
Cash flows from operating activities:
Net income 30,002 22,959
Adjustments to reconcile net income to net cash provided by operating activities:
Depreciation and amortization 2,605 4,317
Amortization of intangible assets 911 1,135
Provision for credit losses 5,602 3,391
Stock compensation expense 1,271 1,234
Net (gain) loss on sale of securities, net (55) 4
Deferred income tax expense (119) 66
Increase in cash surrender value of bank owned life insurance (1,828) (1,780)
Net losses from sale and write-downs of other real estate owned and other repossessed assets 399 249
Net gains from mortgage banking (1,630) (1,070)
Origination of loans held for sale (24,271) (16,582)
Proceeds from sales of loans held for sale 27,139 18,164
Net (gain) loss from sale/disposal of fixed assets (38) 14
Net change in:
Accrued interest receivable 175 (587)
Accrued interest payable (568) 923
Other assets (853) (3,050)
Other liabilities 1,282 (1,078)
Net cash provided by operating activities 40,024 28,309
Cash flows from investing activities:
Available-for-sale:
Proceeds from sales 13,312
Proceeds from maturities, calls and paydowns 33,387 26,175
Purchases (71,086) (38,842)
Held-to-maturity:
Proceeds from maturities, calls and paydowns 1,232 1,118
Proceeds from sales of other investments 4,206 1,041
Purchases of other investments (5,906) (1,666)
Net increase in loans and leases (320,873) (219,692)
Proceeds from sale of fixed assets 42 67
Purchases of premises and equipment (7,401) (1,707)
Proceeds from sale of other real estate owned and other repossessed assets 893 1,157
Net cash used in investing activities (352,194) (232,349)
Cash flows from financing activities:
Net increase in deposits 232,765 185,659
Net decrease in securities sold under agreements to repurchase (2,406) (1,169)
Proceeds from borrowings 101,500 1,000
Repayment of borrowings (101,500) (1,000)
Cash dividends paid (2,908) (2,722)
Issuance of common stock 63
Restricted stock withheld for taxes (311) (265)
Net cash provided by financing activities 227,140 181,566
Net change in cash and cash equivalents (85,030) (22,474)
Cash and cash equivalents, beginning of period 464,417 387,570
Cash and cash equivalents, end of period 379,387 365,096
Supplemental disclosures of cash flow information:
Cash paid during the period for interest 56,939 56,325
Net cash paid during the period for income taxes 5,680 5,118
Noncash investing and financing activities:
Recognition of operating lease assets in exchange for lease liabilities 614
Acquisition of other repossessed assets 798 1,732
Financed sales of other repossessed assets 183 679

Face scale: (Dollars in thousands, except share and per share data); (Dollars in thousands). Amounts in millions USD (mixed scale; EPS as reported); EPS as reported. Statements found on the EDGAR/iXBRL face print as filed; the rest are presentation-friendly mappings of filer XBRL tags. Use EDGAR for interactive notes and detail. Interactive statements & notes on EDGAR ↗

View AI report for this filing

About SMARTFINANCIAL INC.

Source: Item 1 (Business) from the 10-K filed March 16, 2026. Description as filed by the company with the SEC.

Item 1. Business – Supervision and Regulation – Payment of Dividends”.

Equity Compensation Plan Information

For information relating to compensation plans under which our equity securities are authorized for issuance, see Part III Items 11 and 12.

Issuer Purchases of Equity Securities

On November 20, 2018, the Company announced that its board of directors had authorized a stock repurchase plan pursuant to which the Company may purchase up to $10.0 million in shares of the Company’s outstanding common stock. Stock repurchases under the plan will be made from time to time in the open market, at the discretion of the management of the Company, and in accordance with applicable legal requirements. The stock repurchase plan does not obligate the Company to repurchase any dollar amount or number of shares, and the program may be extended, modified, amended, suspended, or discontinued at any time. As of December 31, 2025, we have purchased $8.5 million of the authorized $10.0 million and may purchase up to an additional $1.5 million in the Company’s outstanding common stock pursuant to the plan.

The following table summarizes the Company’s repurchase activity during the quarter ended December 31, 2025:

Maximum

Number (or

Approximate

Dollar Value) of

Shares That May

Total Number of Shares

Yet Be Purchased

Total Number of

Purchased as Part of

Under the Plans

Shares

Average Price Paid

Publicly Announced

or Programs (in

Period

​ ​ ​

Repurchased

​ ​ ​

Per Share

Read full description ↓

​ ​ ​

Plans or Programs

​ ​ ​

thousands)

October 1, 2025 to October 31, 2025

$

$

1,546

November 1, 2025 to November 30, 2025

1,546

December 1, 2025 to December 31, 2025

1,546

Total

$

$

1,546

Stock Performance Graph

The following performance graph and related information are neither “soliciting material” nor “filed’ with the SEC, nor shall such information be incorporated by reference into any future filings under the Securities Act of 1933 or the Securities Exchange Act of 1934, each as amended, except to the extent the Company specifically incorporates it by reference to such filing.

The performance graph compares the cumulative five-year shareholder return on the Company’s common stock, assuming an investment of $100 on December 31, 2020, and reinvestment of dividends thereafter, to that of the common stocks of United States companies reported in the Russell 3000 Index and the common stocks of the S&P SmallCap Bank Index. The S&P SmallCap Bank Index contains securities of NYSE and NASDAQ-listed companies with market capitalizations between $250 million and $1 billion. The index primarily includes banks and, to a lesser extent, insurance underwriters and specialty lenders providing a broad range of financial services, including retail banking, loans, and money transmissions.

Symbol

​ ​ ​

Total Returns Index For:

​ ​ ​

2020

​ ​ ​

2021

​ ​ ​

2022

​ ​ ​

2023

​ ​ ​

2024

​ ​ ​

Smart Financial

$

100.00

152.35

$

154.75

$

139.75

$

178.96

$

215.73

Russell 3000

$

100.00

$

125.66

$

101.53

$

127.88

$

158.32

$

185.47

S&P SmallCap Bank

$

100.00

$

139.21

$

122.74

$

123.35

$

145.82

$

160.37

Definitions:

1) The Russell 3000 Index is a market-capitalization-weighted equity index which tracks the performance of the 3,000 largest U.S.-traded stocks.

2) The S&P SmallCap Bank Index is a market-capitalization-weighted index which tracks the performance of NYSE and NASDAQ-listed banks, insurance underwriters and specialty lenders in S&P's coverage universe with $250M to $1B market capitalization as of most recent pricing data.

Notes:

1) The lines represent monthly index levels derived from compounded daily returns that include all dividends.

2) The indexes are reweighted daily, using the market capitalization on the previous day.

3) If the monthly interval, based on the fiscal year-end, is not a trading day, the preceding trading day is used.

4) The index level for all series was set to $100.00 on 12/31/2020.