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NASDAQ: TRIN Trinity Capital Inc. 8-K

Trinity Capital voluntarily transfers stock and notes listing from Nasdaq to NYSE

Filed July 14, 2026 · Period ending July 14, 2026 · ~1 min read

2 key changes 1 section

Key Changes

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    Trinity Capital is voluntarily moving its common stock and two series of 7.875% Notes due 2029 from Nasdaq Global Select Market to the New York Stock Exchange and NYSE Texas, effective around July 27, 2026.

    Item 3.01 — Notice of Delisting or Failure to Satisfy a Continued Listing Rule verify on EDGAR →
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    Common stock will maintain ticker symbol TRIN on the NYSE; the two note series will trade under new symbols TRNZ and TRNI (previously TRINZ and TRINI on Nasdaq).

    Exhibit 99.1 view on EDGAR →

Summary

Trinity Capital is voluntarily transferring the listing of its common stock and two series of 7.875% Notes due 2029 from the Nasdaq Global Select Market to the New York Stock Exchange and NYSE Texas. The move, authorized by the board of directors, is expected to take effect around July 27, 2026.

The common stock will continue trading under its existing ticker symbol TRIN, while the two note series will adopt new symbols TRNZ and TRNI. This is a voluntary exchange transfer, not a delisting for non-compliance or financial distress. Companies sometimes move listings to align with peer groups, reduce listing fees, or access different investor bases.

For Trinity Capital shareholders and noteholders, the practical impact is minimal—securities will continue trading on a major U.S. exchange with the same liquidity profile. The filing is procedural, disclosing the mechanics and timeline of the transfer.

Section-by-Section Diff

Event · Exhibit 99.1

2 Added
Added NYSE listing transfer medium

Added in current filing · view on EDGAR →

Trinity Capital Inc. (Nasdaq: TRIN) (the “Company” or “Trinity Capital”), a leading international alternative asset manager, today announced that it plans to transfer the listing of its common stock to the New York Stock Exchange (“NYSE”) and NYSE Texas from the Nasdaq Stock Market (“Nasdaq”). The Company expects to begin trading as a NYSE-listed company on or about July 27, 2026, maintaining the current ticker symbol “TRIN” for its common stock.

Trinity Capital is moving its common stock listing from Nasdaq to the New York Stock Exchange and NYSE Texas, with trading expected to begin on the NYSE around July 27, 2026. The company will keep its existing ticker symbol TRIN. Until the close of trading on July 24, 2026, the stock will continue trading on Nasdaq.

Show 1 minor / wording change
Added Notes listing transfer low

Added in current filing · view on EDGAR →

In addition, the Company’s two Fixed Rate Senior Notes due 2029 – the 7.875% Notes due March 2029 and the 7.875% Notes due September 2029 (together, the “Notes”) – which currently trade on Nasdaq under the symbols “TRINZ” and “TRINI,” respectively, will also transfer to the NYSE and NYSE Texas. The Notes are expected to begin trading on the NYSE and NYSE Texas on or about July 27, 2026 under the new ticker symbols “TRNZ” and “TRNI,” respectively.

Trinity Capital's two series of 7.875% Fixed Rate Senior Notes due 2029 will also transfer from Nasdaq to NYSE and NYSE Texas. The notes will trade under new ticker symbols TRNZ and TRNI (previously TRINZ and TRINI on Nasdaq), with the transfer expected around July 27, 2026.

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Figures/quotes linked to EDGAR · Narrative written by AI · Jul 16, 2026 · How we verify