Stellus Capital executes new advisory agreement following Ridgepost Capital acquisition

Filed June 22, 2026 · Period ending June 22, 2026 · ~1 min read

Key Changes

• high

  New investment advisory agreement with Stellus Capital Management became effective June 22, 2026, following Ridgepost Capital's acquisition of the advisor and resulting change of control.

  Item 1.01 verify on EDGAR →
• medium

  Advisory terms unchanged from prior October 2012 agreement, including all fee structures (base management fees and incentive fees). Initial two-year term with annual renewal required.

  Item 1.01 verify on EDGAR →
• medium

  Ridgepost Capital, Inc., the new parent company of the advisor, is a NYSE-listed reporting company. Stockholders approved the arrangement June 16, 2026.

  Item 1.01 verify on EDGAR →