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Standing Risk Factors

  • Material Weakness (unchanged) — Material weakness in equity investment valuation controls disclosed in original 10-K is removed from the amendment's controls section, though notes section still references the weakness and remediation efforts, suggesting partial resolution or structural change in disclosure approach.
NYSE: PNNT PENNANTPARK INVESTMENT CORP 10-K/A

PNNT 10-K/A removes material weakness disclosure from controls section

Filed July 1, 2026 · Period ending September 30, 2025 · Compared to 10-K Nov 24, 2025 · ~1 min read

Key Financials

SEC XBRL

Period financials are unchanged from the original 10-K (same period end Sep 30, 2025). This amendment updates disclosure only — see the diff below.

Key Changes

  • high

    Material weakness in equity investment valuation controls disclosed in original 10-K is absent from the amendment's controls section, though the notes section still references the weakness and ongoing remediation efforts.

    Controls & Notes view on EDGAR →
  • high

    Amendment does not change period financial results: net investment income $0.71/share, distributions $0.96/share (exceeding NII), and NAV declined from $7.56 to $7.11/share for fiscal year ended Sept 30, 2025.

    Notes: Operating Results view on EDGAR →
  • high

    Company operates under 150% asset coverage ratio (2:1 debt-to-equity) following 2019 stockholder approval, doubling maximum permitted leverage versus historical 200% requirement.

    Risk Factors: Leverage view on EDGAR →

2 more material changes behind this preview — plus the full narrative summary, section-by-section diffs against the prior filing, and verbatim quotes with EDGAR citations.

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Source-verified from EDGAR · Narrative written by AI · Jul 20, 2026 · How we verify