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Get filing alertsStanding Risk Factors
- Material Weakness (unchanged) — Material weakness in equity investment valuation controls disclosed in original 10-K is removed from the amendment's controls section, though notes section still references the weakness and remediation efforts, suggesting partial resolution or structural change in disclosure approach.
PNNT 10-K/A removes material weakness disclosure from controls section
Filed July 1, 2026 · Period ending September 30, 2025 · Compared to 10-K Nov 24, 2025 · ~1 min read
Key Financials
SEC XBRLPeriod financials are unchanged from the original 10-K (same period end Sep 30, 2025). This amendment updates disclosure only — see the diff below.
Key Changes
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high
Material weakness in equity investment valuation controls disclosed in original 10-K is absent from the amendment's controls section, though the notes section still references the weakness and ongoing remediation efforts.
Controls & Notes view on EDGAR → -
high
Amendment does not change period financial results: net investment income $0.71/share, distributions $0.96/share (exceeding NII), and NAV declined from $7.56 to $7.11/share for fiscal year ended Sept 30, 2025.
Notes: Operating Results view on EDGAR → -
high
Company operates under 150% asset coverage ratio (2:1 debt-to-equity) following 2019 stockholder approval, doubling maximum permitted leverage versus historical 200% requirement.
Risk Factors: Leverage view on EDGAR →
2 more material changes behind this preview — plus the full narrative summary, section-by-section diffs against the prior filing, and verbatim quotes with EDGAR citations.
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Source-verified from EDGAR · Narrative written by AI · Jul 20, 2026 · How we verify