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NASDAQ: HRZN Horizon Technology Finance Corp 8-K

Horizon Technology Finance extends securitization legal final payment date to December 10, 2035

Filed September 9, 2026 · Period ending September 2, 2026 · ~1 min read

3 key changes 1 section

Key Changes

  • medium

    Horizon Funding II, LLC, a wholly owned subsidiary, amended its indenture to extend the Legal Final Payment Date to December 10, 2035.

  • medium

    The issuer entered into a Second Amended and Restated Note Funding Agreement, fully restating the prior agreement with initial purchasers.

  • medium

    The company also executed Amendment No. 2 to its Sale and Servicing Agreement, aligning it with the extended maturity and restated funding agreement.

Summary

Horizon Technology Finance Corp extended the legal final payment date of its securitization structure to December 10, 2035 through a second supplemental indenture. The amendment was executed by Horizon Funding II, LLC, a wholly owned subsidiary, and gives the company more time before the notes must be fully repaid. In connection with the extension, the issuer also entered into a Second Amended and Restated Note Funding Agreement and Amendment No. 2 to its Sale and Servicing Agreement, both of which align the governing documents with the new maturity date.

For retail holders, this is a routine refinancing of the securitization's legal maturity. The extension provides additional runway for the underlying loan portfolio to perform before the notes mature, which can be a positive for noteholders and the company's liquidity. No new red flags were disclosed in the filing.

Section-by-Section Diff

Event · Item 1.01 — Entry into a Material Definitive Agreement

~400 words

Item 1.01 — Entry into a Material Definitive Agreement filed; see Key Changes for terms.

3 Added
Added Securitization maturity extension medium

Added in current filing · verify on EDGAR →

The Second Supplemental Indenture extended the “Legal Final Payment Date” to December 10, 2035.

Horizon Funding II, LLC, a wholly owned subsidiary of Horizon Technology Finance Corporation, amended its existing indenture to push the legal final payment date out to December 10, 2035. This extends the maturity of the securitization structure, giving the company more time before the notes must be fully repaid.

Added Amended and restated note funding agreement medium

Added in current filing · verify on EDGAR →

the Issuer entered into that certain Second Amended and Restated Note Funding Agreement by and among the Issuer and the initial purchasers (the “Second A&R Note Funding Agreement”), which amended and restated in its entirety the Amended and Restated Note Funding Agreement, dated as of May 23, 2025.

The issuer replaced its prior note funding agreement with a second amended and restated version. This is a full restatement of the agreement governing the purchase of notes by initial purchasers, reflecting the extended maturity and any other updated terms.

Added Amendment to sale and servicing agreement medium

Added in current filing · verify on EDGAR →

the Company entered into that certain Amendment No. 2 to Sale and Servicing Agreement by and among the Issuer, the Company, the Trustee and U.S. Bank (the “Amendment No. 2”), which further amended that certain Sale and Servicing Agreement by and among the Issuer, the Company, the Trustee and U.S. Bank, dated as of June 21, 2024, as previously amended by Amendment No. 1 to the Sale and Servicing Agreement

The company also amended its sale and servicing agreement for the second time. This agreement governs the sale of loans into the securitization vehicle and the servicing of those loans, and the amendment aligns it with the extended maturity and restated funding agreement.

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Figures/quotes linked to EDGAR · Narrative written by AI · Sep 10, 2026 · How we verify