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NYSE: HLI HOULIHAN LOKEY, INC. 8-K

Houlihan Lokey director Todd J. Carter resigns from board, effective immediately

Filed October 5, 2026 · Period ending October 2, 2026 · ~1 min read

2 key changes 1 section

Key Changes

  • low

    Director Todd J. Carter resigned from the board effective October 2, 2026.

    Item 5.02 verify on EDGAR →
  • low

    The company stated the resignation was not due to any disagreement on operations, policies, or practices.

    Item 5.02 verify on EDGAR →

Summary

Houlihan Lokey disclosed that board member Todd J. Carter resigned effective October 2, 2026.

The company stated the resignation was not the result of any disagreement regarding operations, policies, or practices. This is a routine governance disclosure with no material impact on the company's business or financial condition.

Section-by-Section Diff

Event · Item 5.02 — Departure of Directors or Certain Officers; Election of Directors; Compensation

~100 words

Item 5.02 — Departure of Directors or Certain Officers; Election of Directors; Compensation filed; see Key Changes for terms.

1 Added
Show 1 minor / wording change
Added Director resignation low

Added in current filing · verify on EDGAR →

On October 2, 2026, Todd J. Carter resigned from the board of directors of Houlihan Lokey, Inc. (the “Company”), effective immediately. Mr. Carter’s decision to resign as a director was not the result of any disagreement with the Company on any matter relating to the Company’s operations, policies or practices.

The filing discloses that director Todd J. Carter resigned from the board effective immediately on October 2, 2026. The company states the resignation was not due to any disagreement with the company on operations, policies, or practices, which is a standard clean-exit disclosure.

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View original filing on SEC.gov

Figures/quotes linked to EDGAR · Narrative written by AI · Oct 6, 2026 · How we verify