Houlihan Lokey registers 365,078 shares for resale by former acquisition sellers

Filed August 13, 2026 · Period ending August 13, 2026 · ~1 min read

Key Changes

• medium

  Filed prospectus supplement enabling resale of 255,422 Class A shares by former Waller Helms Advisors members from December 2024 acquisition, including earnout shares issued January 2026.

  Item 8.01 verify on EDGAR →
• medium

  Registered 109,656 Class A shares for former 7 Mile Advisors members from December 2023 acquisition, including 27,303 shares from convertible note conversion in December 2025.

  Item 8.01 verify on EDGAR →
• low

  Replaced August 2023 shelf registration statement with new Form S-3 filed August 10, 2026, re-registering previously covered shares under the updated shelf.

  Item 8.01 verify on EDGAR →