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Get filing alertsGoldman Sachs files charter cleanup after Series U preferred redemption
Filed August 11, 2026 · Period ending August 11, 2026 · ~1 min read
Key Changes
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Filed Certificate of Elimination removing Series U preferred stock from charter following full redemption on August 10, 2026
Item 5.03 verify on EDGAR → -
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Filed restated charter incorporating Series U elimination and previously established Series AA preferred stock terms
Item 5.03 verify on EDGAR →
Summary
Goldman Sachs filed routine charter amendments on August 11, 2026, following the redemption of all outstanding shares of its 3.65% Series U preferred stock the prior day. The Certificate of Elimination removes the Series U designation from the company's governing documents, a standard administrative step after a full redemption.
The company also filed a restated certificate of incorporation that consolidates this elimination with the previously established terms of its 6.500% Series AA preferred stock. These are procedural filings with no material impact on operations or common shareholders.
Section-by-Section Diff
Event · Item 5.03 — Amendments to Articles of Incorporation or Bylaws
Item 5.03 — Amendments to Articles of Incorporation or Bylaws filed; see Key Changes for terms.
Show 2 minor / wording changes
Added in current filing · verify on EDGAR →
On August 11, 2026, the Company filed a Certificate of Elimination to its Restated Certificate of Incorporation with the Secretary of State of the State of Delaware eliminating from the Restated Certificate of Incorporation all matters set forth in the Certificate of Designations with respect to its 3.65% Fixed-Rate Reset Non-Cumulative Preferred Stock, Series U (the “Series U Preferred Stock”). All outstanding shares of the Series U Preferred Stock were redeemed on August 10, 2026.
Goldman Sachs redeemed all outstanding shares of its 3.65% Series U preferred stock on August 10, 2026, and filed a Certificate of Elimination the following day to remove the series from its charter. This is a routine capital structure cleanup following a full redemption.
Added in current filing · verify on EDGAR →
A Restated Certificate of Incorporation reflecting (i) the filing of the Company’s Certificate of Designations to the Restated Certificate of Incorporation with the Secretary of State of the State of Delaware setting forth the terms of its 6.500% Fixed-Rate Reset Non-Cumulative Preferred Stock, Series AA, and (ii) the elimination of its Series U Preferred Stock was filed with the Secretary of State of the State of Delaware on August 11, 2026
The company filed a restated charter that incorporates both the elimination of Series U preferred stock and the previously established terms of its 6.500% Series AA preferred stock. This consolidates recent capital structure changes into a single governing document.
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Figures/quotes linked to EDGAR · Narrative written by AI · Aug 12, 2026 · How we verify