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Get filing alertsCapital Southwest adds RBC as fifth ATM sales agent; ~up to $1.1B capacity remains
Filed August 7, 2026 · Period ending August 7, 2026 · ~1 min read
Key Changes
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Added RBC Capital Markets as fifth sales agent to up to $2B at-the-market equity program, with ~up to $1.1B remaining available for future share sales at company's discretion.
Item 1.01 verify on EDGAR → -
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New sales agreement with RBC on substantially same terms as existing agreements with Jefferies, Raymond James, Citizens JMP Securities, and B. Riley Securities.
Item 1.01 verify on EDGAR →
Summary
Capital Southwest expanded its at-the-market equity distribution network by adding RBC Capital Markets as a fifth sales agent on August 7, 2026. The company's ATM program has a total capacity of up to $2 billion in common stock sales, with approximately up to $1.1 billion remaining available—indicating roughly $900 million has been sold to date. The new agreement with RBC is on substantially the same terms as the existing sales agent agreements.
For shareholders, this is a routine administrative expansion that provides additional distribution capacity but does not commit the company to any specific issuance. The substantial remaining capacity (up to $1.1 billion) means the company retains significant flexibility to raise equity capital at its discretion, which could dilute existing holders if exercised. The addition of a fifth agent may facilitate larger or more efficient placements when the company chooses to access the program.
Section-by-Section Diff
Event · Item 1.01 — Entry into a Material Definitive Agreement
Item 1.01 — Entry into a Material Definitive Agreement filed; see Key Changes for terms.
Added in current filing · verify on EDGAR →
Under the Equity Distribution Agreements, the Company may, but has no obligation to, issue and sell up to $2.0 billion in aggregate amount of Shares in the ATM Program, from time to time through Sales Agents, or to them, as principal for their own account. As of August 7, 2026, up to approximately $1.1 billion in aggregate amount of the Shares remains available for sale under the ATM Program.
The company's ATM program has a total capacity of $2.0 billion in common stock sales, with approximately $1.1 billion remaining available as of August 7, 2026. This indicates the company has already sold roughly $900 million under the program and retains substantial capacity for future equity issuance at its discretion.
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Figures/quotes linked to EDGAR · Narrative written by AI · Aug 10, 2026 · How we verify