Get notified when CAPS files again. Create a free account and we'll email you the moment its next filing is analyzed.

Get filing alerts

Red Flags Detected

  • Material Weakness (worsened) — Company identified a new material weakness in EPS calculation controls, requiring restatement of prior-period per-share amounts; prior weaknesses remain unremediated.
  • Restatement (new) — Company restated comparative weighted average share and per-share amounts for Q1 FY2025 due to control failure in EPS calculation.
  • Covenant Violation (removed) — Baseline disclosed covenant non-compliance with waiver obtained; current filing omits this disclosure entirely, though a new bank waiver exhibit suggests ongoing credit issues.
  • Delisting (removed) — Baseline disclosed Nasdaq minimum bid price deficiency notice; current filing omits this disclosure, suggesting either compliance regained or deadline passed.
NASDAQ: CAPS Capstone Holding Corp. 10-Q/A

CAPS amends Q1 10-Q to disclose new material weakness in EPS controls, restates prior-year per-share figures

Filed August 12, 2026 · Period ending March 31, 2026 · Compared to 10-Q May 20, 2026 · ~2 min read

Key Financials

SEC XBRL

Period financials are unchanged from the original 10-Q (same period end Mar 31, 2026). This amendment updates disclosure only — see the diff below.

Key Changes

  • high

    Company identified a new material weakness in controls over EPS calculation, requiring restatement of Q1 2025 weighted-average shares from 5.2M to 1.6M and net loss per share from $(0.47) to $(1.56). Prior material weaknesses remain unremediated.

    Controls & Procedures verify on EDGAR →
  • high

    Amendment adds Exhibit 10.3, a May 18, 2026 waiver from Beacon Bank & Trust under the credit agreement, suggesting a covenant or compliance issue arose after the original filing date.

    Controls & Procedures: Exhibit 10.3 verify on EDGAR →
  • high

    Baseline disclosed covenant non-compliance as of March 31, 2026 with a written waiver obtained May 18, 2026; current filing omits this disclosure entirely, suggesting either resolution or a change in disclosure judgment.

    Legal Proceedings (removed) view on EDGAR →

2 more material changes behind this preview — plus the full narrative summary, section-by-section diffs against the prior filing, and verbatim quotes with EDGAR citations.

Read 3 full reports/month free No card required. Takes 30 seconds.

Want to see a complete report first? Today's free report (ZEO 10-Q) is open in full — no account needed.

Partner

Trade CAPS commission-free

Open an account, get a free stock.

Sign up

Investing involves risk. Free stock terms apply.

Was this report useful?
View original filing on SEC.gov

Figures/quotes linked to EDGAR · Narrative written by AI · Aug 17, 2026 · How we verify