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- Delisting (new) — Nasdaq formally notified the company that its securities will be delisted unless it requests and succeeds at a hearing.
Aeries Technology receives formal Nasdaq delisting notice after failing bid price rule
Filed April 3, 2026 · Period ending March 31, 2026 · ~1 min read
Key Changes
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Nasdaq formally notified Aeries on March 31, 2026 that its securities will be delisted for failing to maintain minimum bid price requirements. The company plans to request a hearing to halt delisting proceedings.
Item 3.01 verify on EDGAR → -
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The company's 180-day grace period expired March 30, 2026 without regaining compliance. Aeries is ineligible for a second grace period because it also fails to meet minimum stockholders' equity requirements.
Item 3.01 verify on EDGAR → -
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Company acknowledges significant uncertainty about maintaining its Nasdaq listing, with no assurance the Panel will grant continued listing or that Aeries can meet requirements even if granted an extension.
Item 3.01 verify on EDGAR → -
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Initial non-compliance notification was received September 30, 2025, after the stock's closing bid price fell below requirements for 30 consecutive business days.
Item 3.01 verify on EDGAR →
Summary
Aeries Technology faces imminent delisting from Nasdaq after its stock failed to maintain the minimum bid price requirement. The company received initial warning in September 2025 and was given a 180-day grace period to regain compliance, which expired March 30, 2026. Making matters worse, Aeries is ineligible for a second grace period because it also fails to meet minimum stockholders' equity requirements for Nasdaq Capital Market listing.
For retail investors, delisting would force the stock to trade on over-the-counter markets, typically resulting in reduced liquidity, wider bid-ask spreads, and less institutional interest. The company plans to request a hearing before the Nasdaq Hearings Panel, which would temporarily halt delisting, but management explicitly warns there's no guarantee of success. Watch for the hearing outcome and any announcements about reverse stock splits or equity raises, which are common tactics companies use to regain compliance with listing requirements.
Section-by-Section Diff
Event · Item 3.01 — Notice of Delisting or Failure to Satisfy a Continued Listing Rule
Item 3.01 — Notice of Delisting or Failure to Satisfy a Continued Listing Rule filed; see Key Changes for terms.
Added in current filing · verify on EDGAR →
On March 31, 2026, Aeries Technology, Inc. (the “Company”) received formal notice from the Listing Qualifications Staff (the “Staff”) of The Nasdaq Stock Market LLC (“Nasdaq”) indicating that the Company’s non-compliance with the minimum bid price requirement set forth in Nasdaq Listing Rule 5550(a) (2) (the “Bid Price Rule”) would result in the delisting of the Company’s securities from Nasdaq unless the Company timely requests a hearing before the Nasdaq Hearings Panel (the “Panel”).
The company received formal notice that it will be delisted from Nasdaq for failing to maintain the minimum bid price requirement. The company intends to request a hearing, which will temporarily halt delisting proceedings pending the Panel's decision.
Added in current filing · verify on EDGAR →
As previously disclosed, on September 30, 2025, the Staff notified the Company that, based upon the closing bid price of the Company’s common stock for the 30 prior consecutive business days, the Company no longer satisfied the Bid Price Rule.
The company was initially notified of bid price non-compliance on September 30, 2025, after its stock failed to meet the minimum bid price for 30 consecutive business days. This disclosure provides context for the timeline leading to the formal delisting notice.
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Figures/quotes linked to EDGAR · Narrative written by AI · Jun 10, 2026 · How we verify